Job Description

STRATEGIC STAFFING SOLUTIONS HAS AN OPENING!

This is a Contract Opportunity with our company that MUST be worked on a W2 Only. No C2C eligibility for this position. Visa Sponsorship is Available! The details are below.

“Beware of scams. S3 never asks for money during its onboarding process.”

Job Title: Investment Guidelines Analyst
Location: Dallas TX 
Hybrid Work (2-3 days on site a week)
Duration: 6+ Months

Job ref# 242011

Job Summary and Responsibilities:

• Work on a team in Dallas that is responsible for post-trade guidelines exceptions monitoring, resolution and reporting
• Perform daily portfolio and trading surveillance to ensure that AWM meets client stipulated guidelines and applicable regulations across all types of financial instruments and portfolio management strategies
• Partner with the AWM business for investment guideline related issues covering a range of client accounts and funds with the shared goal of risk mitigation
• Connect daily with the traders, portfolio managers, compliance and other internal functional areas of AWM in order to resolve client and regulatory investment guideline breaches.
• Conduct independent review of the rules created by the coding resources of the team
• Provide monthly, quarterly and annual certifications of investment guidelines compliance to clients
• Contribute to programs that transform exception management systems, processes and workflows
• Provide monthly reporting of metrics to senior leadership including insightful analysis of the processes

Basic Qualifications:

• Bachelor’s degree required with around 4 years of professional experience in the financial services industry
• Knowledge of operational aspects of an industry leading guideline monitoring platform like Sentinel, Aladdin, Charles River etc or related investment processes like trade management or liquidity management
• Understanding of Equity, Fixed Income, Currencies and Derivatives
• Ability to work in a global collaborative environment across regions including Bangalore, Dallas, London, New York, The Hague and Singapore
• Strong communication and interpersonal skills both written and oral

Preferred Qualifications:

• Experience working with Sentinel