Job Description

Job Title: Compliance Analyst – Hiring FAST!
Location: Chicago, IL
Pay Rate: $33/HR on W2 Only – NO C2C
Setting: Onsite Required (Hybrid/Remote is NOT an Option)
Duration: 12+ months.

Required Qualifications:

• Bachelor s Degree
• Knowledge of financial markets and products
• Excellent written and verbal communication skills, and strong client service orientation
• Proficiency using the Microsoft Office Suite in particular Excel, PowerPoint and Microsoft Word
• Experience in Client Onboarding/ Customer Identification Program (CIP)/Know Your Customer (KYC) processes a plus
• Understand structure of trading counterparts
• Self-motivated and proactive team player who takes ownership and accountability of projects, and has strong organizational skills to effectively manage competing priorities
• Flexible and able to work well under pressure in a team environment.

Responsibilities:

• Ensure due diligence is performed on new and existing Third Party Distributors as well as other Intermediaries.
• Develop expertise in the Firm's Global Framework.
• Quarterback the due diligence review with TPD s from start to the signing of an agreement.
• Coordinate with internal stakeholders during reviews to obtain necessary approvals.