Job Description

Job Title: Contract Compliance Risk Manager (Remote, USA)

Job Summary:
The Manager of Compliance Risk Assessment is responsible for the establishment and operationalization of a compliance risk taxonomy. This role includes enhancing the compliance risk assessment methodology, developing job aids, and developing training materials based on taxonomy updates. The individual in this position will direct the daily activities of the team and execute project management responsibilities.

Responsibilities:
- Develop and implement a compliance risk management program to identify, assess, and mitigate compliance risks
- Refine existing risk assessment methodology to ensure the most accurate, efficient, and thorough analysis of compliance risks
- Create job aids to assist team members and stakeholders in understanding and utilizing the compliance risk taxonomy and assessment methodology
- Develop training materials for staff and stakeholders based on updates to the risk taxonomy, ensuring all parties are informed and aligned
- Monitor and review existing policies and procedures to ensure they are in compliance with all legal and regulatory requirements
- Conduct regular risk assessments to identify potential compliance issues and develop solutions to address them
- Provide training and education on compliance policies and procedures to all employees
- Collaborate with legal and regulatory authorities to ensure compliance with all applicable laws and regulations
- Prepare and present reports on compliance risk management activities to senior management

Requirements:
- Bachelor's degree in business administration, law, or related field
- 10 to 15 years experience working in the financial services or consulting industry related to one or more of the following Financial Services industries: consumer or corporate banking, investment banking or capital markets, investment management, wealth management, trust company, insurance provider, or related service provider- Compliance Knowledge: Deep understanding of compliance risk assessment methodology and requirements, standards, and best practices in the banking industry
- Direct working experience related to business strategy, product management, regulatory compliance, risk management, controls oversight, technology, or operations related to any of the above industries
- Direct working experience at a financial services regulator (e.g., SEC, FINRA, MSRB, FRB, Office of Comptroller) or industry utility (e.g., NSCC, Options Clearing Corporation)
- Direct working experience using, implementing, or supporting systems related to any of the following topics: trading, operations, core banking platforms, recordkeeping, compliance monitoring, regulatory reporting, risk or case management, or data management
- Direct working experience related to any of the following topics: process design, mapping, or development; workflow development; user acceptance testing; data mapping, management, migration, or visualization/analytics; system configuration and testing; status monitoring and issue resolution
- Experience in translating risk requirements to user stories to drive new product and system launches

Skills:
- Compliance Knowledge: Deep understanding of compliance risk assessment methodology and requirements, standards, and best practices in the banking industry.
- Risk Assessment Expertise: Proven experience in compliance risk assessment and risk and controls.
- Analytical Skills: Ability to analyze complex data and make informed decisions.
- Project Management: Experience in managing large-scale projects, including planning, execution, and evaluation.

If you meet the above qualifications and are interested in this position, please submit your resume and cover letter for consideration.